WebJul 26, 2024 · In this series of articles, we explore some of the topical issues raised by the FCA’s recent Consultation Paper on “A New Consumer Duty” (CP21/13) and its potential practical implications on firms. The 31 July deadline for responding to CP21/13 is rapidly approaching, and in this article we reflect on the issues which WebRani Smith’s Post Rani Smith Executive Assistant - A&O Consulting 2y
Responses and Representations The Investment Association
WebMay 26, 2024 · On 14 May 2024, the Financial Conduct Authority (FCA) published its latest Consultation Paper CP21/13.The paper sets out the regulator’s proposal for a new 'Consumer Duty', that would set a higher level of consumer protection in retail financial markets and will sit alongside the Principles for Businesses in the FCA’s Handbook. WebFeb 8, 2024 · The previous reference in CP21/13 to “all reasonable steps”, in relation to the second and third cross-cutting rules, has been removed, although the FCA says in CP21/36 that the Consumer Duty as a whole “is underpinned by a concept of reasonableness”. ... The FCA says, in CP21/36, that the rule “is not intended to impose an open-ended ... orange county small claims case search
Business Plan 2024/24 FCA
WebJul 27, 2024 · Update: 7 December 2024. On 7 December 2024, we published a further consultation ( CP21/36) on a new Consumer Duty, including feedback to CP21/13. … WebThe FCA’s most recent consultation paper on the proposed new Consumer Duty (CP21/36) published on 7 December 2024 evaluates feedback from the industry and consumer groups on the FCA’s first ... WebJul 27, 2024 · FCA Warning List . Find our most up-to-date warnings of firms and individuals running scams or operating without authorisation. Read more. Close menu. News. ... orange county snowboard headquarters